Regulatory Compliance Officer

The Regulatory Compliance Officer will report to the Head of Regulatory Compliance and will work in a team of four, playing an important part of the compliance oversight for HCFX. Experience in FX and Payment Services products from small to mid-sized brokerage is preferred., As a Regulatory Compliance Officer, you will be responsible for:

• Performing horizon monitoring to ensure HCFX are aware of and well prepared for upcoming legislative changes


• Creating new policies and procedures where required following new regulations


• Ensuring existing policies and procedures are reviewed and updated


• Providing compliance guidance and advice to the firm's staff in relation to Compliance matters


• Supporting the team with on-going projects, ad-hoc requests and administration


• Conducting second line monitoring activities


• Assisting with trade reporting under EMIR for the group


• Preparing and delivering training to the business when required


• Assisting in producing Management Information (MI)


• Assisting the Head of Regulatory compliance with all of the firms regulatory requirements under SMCR.
  
  4+ years' experience in a regulatory compliance based role in the financial services sector (preferably in a small to mid-sized brokerage)


• A good knowledge and understanding of MIFID 2, EMIR, PSD, SMCR


• Excellent communication skills


• Proven ability of working to tight deadlines, through an ability to prioritise and manage workloads.
  
  Hamilton Court FX is a financial boutique founded in 2011 in London and is now positioned among the fastest-growing companies in the sector.


We provide services for companies as well as financial institutions that need to manage their FX exposure. We allow SME and Large Corporations to trade globally by eliminating boundaries related to traditional procedures. We have a core belief: teamwork makes the dream work., HCFX is a lively place to work, and we combine an interesting role with great benefits that promote the health and well-being of our staff. Our team benefits from things like an enhanced pension and medical cash plans, plus a range of flexible benefits to choose from to suit your lifestyle like Hello Fresh deliveries, private medical insurance, travel voucher or gym membership.