At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.
We’re seeking a future team member for the role of Deputy Team Lead, Global Financial Intelligence Unit to join our Financial Crimes Legal Investigations (FC Legal Investigations) team. This role is located in Lake Mary, FL, or Pittsburgh, PA - HYBRID.
The FC Legal Investigations team carries out the company’s enterprise-wide financial intelligence and suspicious activity investigation and reporting function. FC Legal Investigation’s primary mission is to mitigate company risk through excellence in suspicious activity investigations and reporting. The team works closely with the company’s Financial Crimes Compliance (FCC) group, Legal Investigations, Information Security and Legal departments. Activity investigated by the team includes money laundering, terrorist financing, corruption, fraud (market manipulation, data breaches and economic sanctions violations.
FC Legal Investigations seeks a Senior Vice President, Security Investigations Manager to assist in the leadership of a global team of professional staff responsible for proactively investigating and reporting transactions associated with complex money laundering, terrorist financing, and sanctions matters. The incumbent must work effectively with multiple stakeholders, understand compliance and overall enterprise risks, as well as the risk management and implementation of mitigating controls and possess strong analytical and leadership skills.
Responsibilities Include
Assists the Global FIU Team Lead in the leadership and management of a global team of professional staff responsible for investigating transactions associated with complex money laundering or terrorist financing organizations that have flowed through the enterprise
Maintains strong knowledge of financial crimes laws, policies, and regulations
Demonstrates a strong understanding of global financial crimes money flows
Demonstrates the ability to develop and lead program using effective Financial Crime investigative techniques
Supports the AML & Sanctions programs by analyzing BSA, AML, OFAC, fraud and government demand information on an enterprise-wide basis to assist in identifying threats to the enterprise
Supports, in accordance with the AML Act of 2020, various investigations to address threats identified as National Money Laundering Priorities by the US Department of the Treasury and FinCEN
Works collaboratively with law enforcement agencies to assist with complex financial investigations that involve transactions that flow through the enterprise
Responsible for the achievement of the team’s goals and objectives and ensures they are equipped to operationalize and attain objectives.
Partners with industry participants and law enforcement agencies
Qualifications
Bachelor‘s degree or the equivalent combination of education and experience is required. MBA, JD or professional certification preferred.
7-10 years of total work experience, with 2-4 years of management experience, preferred.
Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
At BNY, our culture speaks for itself. Here’s a few of our awards:
America’s Most Innovative Companies, Fortune, 2024
World’s Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
“Most Just Companies”, Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg’s Gender Equality Index (GEI), 2023sability: IN – 100% score, 2023-2024
Our Benefits And Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
About Us
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
About The Team
As part one of the safest and most trusted financial institutions, the BNY Mellon Legal department mitigates risk and handles legal affairs to ensure the security of the company and its clients. BNY Mellon's Legal Department, has overall responsibility for government affairs and advises on advocacy and policy initiatives of the company to support BNY Mellon's domestic and international operations, and they also support all bank regulatory and supervisory issues.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance and Sales
Industries
Financial Services
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