Marketing Compliance Officer
JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified.
Day-to-day you will:
- Review and approve marketing/advertising materials.
- Assist with policies and procedures.
- Advise on FINRA/SEC rules and regulations.
Requirements:
- Have experience reviewing marketing materials for FINRA/SEC compliance.
- MUST have active FINRA series 7, 24, and 63.
- Are highly motivated and a self starter.
If this sounds like you, please submit an application and a representative of JCW will be in contact.
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Seniority level
Mid-Senior level -
Employment type
Full-time -
Job function
Other -
Industries
Financial Services and Investment Management
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